Trading fund

Results: 1304



#Item
761United States securities law / Ropes & Gray / Financial services / Insider trading / Hedge fund / Due diligence / Securities Exchange Act / Diamondback / SEC Rule 10b-5 / Financial economics / Law / Investment

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK SECURITIES AND EXCHANGE COMMISSION, Plaintiff,

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Source URL: www.sec.gov

Language: English - Date: 2011-08-31 16:04:25
762Air pollution in California / Green vehicles / Climate change policy / Hydrogen economy / Hydrogen technologies / Carl Moyer Memorial Air Quality Standards Attainment Program / Plug-in hybrid / Emissions trading / California Air Resources Board / Environment / Sustainability / Transport

Second public workshop on the development of the Assembly Bill (AB) 118 Air Quality Improvement Program (AQIP) Funding Plan and Funding Recommendations for Low-Carbon Transportation Greenhouse Gas Reduction Fund (GGRF) I

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Source URL: www.arb.ca.gov

Language: English - Date: 2014-04-02 14:34:57
763Stock market / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Securities Act / Mutual fund / Insider trading / Investment banking / Short / Financial economics / Investment / Finance

Settlement Agreement: In the Matter of Ming Chao Zhao

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2013-05-17 12:39:19
764Financial markets / Finance / Financial crimes / Ropes & Gray / Insider trading / Avaya / Hedge fund / Investment banking / Proprietary trading / Financial economics / Investment / Economics

Complaint: Arthur J. Cutillo, Jason C. Goldfarb, Zvi Goffer, Craig C. Drimal, Schottenfeld Group, LLC, Gautham Shankar, David Plate, Emanuel Goffer, and Michael Kimelman

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Source URL: www.sec.gov

Language: English - Date: 2009-11-05 13:44:30
765Finance / International Securities Exchange / Exchange-traded fund / Stock market / Futures contract / Algorithmic trading / Inter-connected Stock Exchange of India / Istanbul Stock Exchange / Financial economics / Financial markets / Investment

International Securities Exchange 2006 Annual Report Shawn Cochran

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Source URL: www.ise.com

Language: English - Date: 2013-02-04 11:07:40
766Financial markets / Financial risk / Exchange-traded fund / Funds / Futures contract / Inverse exchange-traded fund / Trading room / Tracking error / Financial economics / Investment / Finance

Rules Notice Technical Dealer Member Rules Contact: Bruce Grossman

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Source URL: iiroc.ca

Language: English - Date: 2014-07-07 14:36:02
767Financial system / Commodity Exchange Act / Financial regulation / Commodities market / Late-2000s financial crisis / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Financial economics / Futures contract

Appendix A to §1.26 – Futures Commission Merchant Acknowledgment Letter for CFTC Regulation 1.26 Customer Segregated Money Market Mutual Fund Account [Date] [Name and Address of Money Market Mutual Fund] We propose to

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Source URL: www.wjammer.com

Language: English - Date: 2015-01-09 13:33:44
768Investment / Algorithmic trading / Arbitrage / Exchange-traded fund / Futures contract / Financial markets / Financial economics / Finance

Director K. Pruyn Haskins Category Dealer

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Source URL: iiroc.ca

Language: English - Date: 2013-09-11 09:53:54
769Financial system / Commodity Exchange Act / Financial regulation / Late-2000s financial crisis / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Financial economics / Futures contract

FCM Acknowledgment Letter for CFTC Part 22 Cleared Swaps Customer MMMF Account [Date] [Name and Address of Money Market Mutual Fund] We propose to invest Cleared Swaps Customer Collateral held by [Name of Futures Commi

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Source URL: www.wjammer.com

Language: English - Date: 2015-01-09 13:33:33
770Financial markets / Financial risk / Exchange-traded fund / Funds / Futures contract / Inverse exchange-traded fund / Trading room / Tracking error / Financial economics / Investment / Finance

Rules Notice Technical Dealer Member Rules Contact: Bruce Grossman

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Source URL: iiroc.ca

Language: English - Date: 2014-08-11 14:41:02
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